Difference between revisions of "Financial Industry Regulatory Authority (FINRA)"
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[[wikipedia:FINRA]] | [[wikipedia:FINRA]] | ||
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| + | * [[Exchange]]: [[FINRA ADF]] | ||
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* [[SEC]] | * [[SEC]] | ||
* [[CFTC]] | * [[CFTC]] | ||
| + | * [[DTCC]] | ||
== See also == | == See also == | ||
* {{FINRA}} | * {{FINRA}} | ||
* {{SEC}} | * {{SEC}} | ||
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[[Category:United States securities law]] | [[Category:United States securities law]] | ||
Latest revision as of 05:21, 15 September 2024
Related terms[edit]
See also[edit]
- FINRA, SEC, Market Makers, Securities, FINRA ADF, U3
- SEC, 13F, 10Q, FINRA, IPO, SPAC, FCA, Whalewisdom, ISO/IEC 27001, Gary Gensler, SEC v. W. J. Howey Co., Wells notice, OCC, CFTC, SEC Chairman
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